Prof. J.W. Verret, JD, CPA/CFF, CFE, CVA, CCFI and Jaret Seiberg join Peter Haynes on the most recent Bid Out podcast episode to discuss the Supreme Court's landmark ruling on the #ChevronDeference and the implications this decision could have on #EquityMarketStructure reforms over the next months. https://go.td.com/3WclXzf
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In this episode of his "Clearly Conspicuous" podcast series, #consumerprotection attorney Anthony DiResta examines the #CFPB's proposed rules governing the practices of #databrokers under the Fair Credit Reporting Act (#FCRA). Anthony shares the key to staying on top of the current laws that deal with #technological developments. Listen to the full podcast episode here: https://bit.ly/3SDytoC
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SEC Enforcement Attorney at Quinn Emanuel | inSecurities Podcast Co-Host | SEC Enforcement Prof. at Richmond Law
On the latest episode of the #inSecuritiesPod, we sat down with SEC Commissioner Marky Uyeda to discuss all things SEC rulemaking, including Commissioner Uyeda's concern that the Commission sometimes engages in "regulation by theory and hypothesis." #TuneIn ❗ Chris Ekimoff, CPA/CFF, CFE / Practising Law Institute (PLI) / SEC Institute, a Division of Practising Law Institute / Mark Uyeda / U.S. Securities and Exchange Commission / Quinn Emanuel #securities #regulation #podcasts
On this episode of the inSecurities podcast, Chris Ekimoff, CPA/CFF, CFE and Kurt Wolfe chat with SEC Commissioner Mark Uyeda about the state of the U.S. capital markets, Commissioner Uyeda’s views on the SEC rulemaking process, and “the perils of regulation by theory and hypothesis.” https://bit.ly/3Lx7s3s
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Whilst many firms are racing to finalise their implementation of the #ConsumerDuty for closed products and services, it's important not to lose sight of the requirements for the annual governing body report which, for many will need to be achieved on similar timings. Our recent podcast explores some of the key requirements for the report; the governance process which sits around it and what firms will need to do next... 👇 Norton Rose Fulbright
With the imminent deadline of 31 July 2024, firms should be looking to complete their first annual governing body report under the FCA's Consumer Duty rules. In this podcast we look at some of the steps firms should be taking to ensure they are ready for the upcoming deadline. Matthew Gregory Joe Bamford Anita Edwards #ConsumerDuty #FCA
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With the imminent deadline of 31 July 2024, firms should be looking to complete their first annual governing body report under the FCA's Consumer Duty rules. In this podcast we look at some of the steps firms should be taking to ensure they are ready for the upcoming deadline. Matthew Gregory Joe Bamford Anita Edwards #ConsumerDuty #FCA
New Global Regulation Tomorrow Plus podcast: Consumer Duty – the annual governing body report | Global Regulation Tomorrow
https://www.regulationtomorrow.com
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On this episode of the inSecurities podcast, Chris Ekimoff, CPA/CFF, CFE and Kurt Wolfe chat with SEC Commissioner Mark Uyeda about the state of the U.S. capital markets, Commissioner Uyeda’s views on the SEC rulemaking process, and “the perils of regulation by theory and hypothesis.” https://bit.ly/3Lx7s3s
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Lori Smith of Stradley Ronon on the Corporate Transparency Act, including key facets of the Act's requirements, potential penalties, and chances for litigation on the Emerging Litigation Podcast with Tom Hagy. Tune in to the episode to learn more: https://lnkd.in/gAUpFif3 We hope you enjoy the episode. If so, give us a rating! #corporatetransparency #moneylaundering #taxfraud
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Lori Smith on the Corporate Transparency Act, including key facets of the Act's requirements, potential penalties, and chances for litigation on the Emerging Litigation Podcast with Tom Hagy. Tune in to the episode to learn more: https://lnkd.in/gAUpFif3 We hope you enjoy the episode. If so, give us a rating!
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Head of Policy ✔ Public Policy ✔ Public Affairs ✔ Financial Regulation ✔ Politics ✔ Advisory ✔ Communications ✔ Business Development ✔
The Labour Party has published a mini-manifesto on its plans for financial services. In this article, David Gauke, Michael Sholem and I look at Labour's proposal to create a Regulatory Innovation Office, effectively a regulator for the regulators, and what the implications might be: https://ow.ly/eshM50QBchH We will soon release the next episode of our 'Policy in Practice' podcast, looking at Labour's policies on the City. Stay tuned!
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Property Investment Partner. Helping Business Owners, Executives and Ex-Pats Turn Their Profits or Savings into Passive Income. Secured Property Lending, No Landlord Duties. Ready to Build Wealth 👉DM the word PROPERTY
Should you buy property in your personal name or through a company? In this episode with Brendan Allen CTA, FCCA, FCPA we discuss how to structure your portfolio to minimise your tax bill. Check it out, this podcast alone could save you thousands of euros.
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Learn about the increasing securities enforcement focus on the life sciences and healthcare industry by the Securities and Exchange Commission and Department of Justice during the latest episode of MoFo's Above Board podcast. https://lnkd.in/e_-PRJa2
