Jacquelyn A. Kumpfbeck, MBA’s Post

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Audit Growth Senior Associate, KPMG

Exams coming to T 1: SEC issues Risk Alert alerting market participants to be prepared for the shorter settlement cycle. The impending May 28 transition date is close - what will regulators be looking for? Read more in our latest Regulatory Insights. #regulations #risk #sec

Regulatory Alert: SEC Examinations Risk Alert: T 1 Settlement Cycle

Regulatory Alert: SEC Examinations Risk Alert: T 1 Settlement Cycle

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