You could call us a "Comprehensive Risk Analysis Service" that assesses for suspicious transactions. Dividing sources into categories like "Financial," "Behavioral," and "Transaction Patterns" for clarity. #amlcompliance #blockchainsecurity #kyc This one pager shows you why it’s vital to protect your business and your customers. https://lnkd.in/dTPQMyJN.
Graeme Hampton’s Post
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For any Compliance ,Risk and Financial crime prevention professionals ,I highly recommend to join this webinar on March 13 ,2024. International Compliance Association Global Compliance Institute KYC Lookup Chapa #compliance #fincrime #financialcrimecompliance #chartis
Our landmark Financial Crime and Compliance (FCC) event is one week away taking place March 13, 2024. Have you registered yet? https://lnkd.in/e2FtWyn9 Our event showcases the latest trends and strategies in combating financial crime and celebrates the achievements of the top vendors leading the charge. With these industry luminaries we believe it will offer you invaluable insights into the technologies and strategies shaping our sector. We've had phenomenal interest in this event and the panelists and agenda have shown us just how important this topic is. We look forward to seeing you there. Register today: https://lnkd.in/e2FtWyn9 #financialcrimecompliance #risk #riskmitigation #Chartisreports
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Exams coming to T 1: SEC issues Risk Alert alerting market participants to be prepared for the shorter settlement cycle. The impending May 28 transition date is close - what will regulators be looking for? Read more in our latest Regulatory Insights. #regulations #risk #sec
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Exams coming to T 1: SEC issues Risk Alert alerting market participants to be prepared for the shorter settlement cycle. The impending May 28 transition date is close - what will regulators be looking for? Read more in our latest Regulatory Insights. #regulations #risk #sec
Regulatory Alert: SEC Examinations Risk Alert: T 1 Settlement Cycle
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Our fully booked off-the-record roundtable discussions were extremely successful. They offered unrivalled opportunities to discuss with peers and benchmark best practice. 📍The Financial Crime Summit - London - Strengthening Financial Crime Risk Management through Innovation, Collaboration, and Technology 📆 5 September 2024 #1LoD #FinancialCrime #FinCrimeSummitLDN
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Cybersecurity, Third-Party Risk, Supply Chain Risk and Cybersecurity Author, Educator, Speaker, and Expert.
Are you a U.S. Securities and Exchange Commission regulated organization without a comprehensive #thirdpartyriskmanagement program? You should be worried. The SEC now expects organizations to meet a standard that you may not be ready to be examined without significant findings that could cost you money and damage your reputation. Check out this blog post for more information on why you should worry: U.S. Securities and Exchange Commission #securitiesandexchangecommission #SEC #securities #trading #supplychainsecurity Third Party Risk Association (TPRA) - Third Party Risk Management Third Party Threat Hunting https://lnkd.in/epgKktMD
SEC Regulated? You Should Worry.
thirdpartythreathunting.com
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I attended the 1LoD Financial Crime Summit today where I had the privilege of hearing first hand from some credible individuals on possible ways to strengthen financial crime risk management through innovation, collaboration and technology. The day was full of interesting discussion, healthy debate and thought provoking initiatives and I’m looking forward to seeing some of these take shape in the coming months (and years!) #FinCrimeSummitLDN #1LoD #FinancialCrime
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CISO | 20 Years Experience | Architecture | Cloud | SaaS | ISO27001 Lead Auditor | NIST | COBIT | ITIL
Thanks to Manoj Bhatt Katie Shanahan and Stuart Avery for the 1/2 day deep dive into the financial industry DORA regulation. Very prescriptive in some areas, they are making a very strong link between threat intelligence and the continual cycle of risk management and governance, very interesting. This will probably be a shock for financial services firms’ 3rd and 4th party suppliers, and perhaps smaller FS institutions, I think more industries should have some (or all?) of these regulations.
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The rise of front running, insider trading, and other market abuse cases indicate that many institutions’ market controls are falling short. To mitigate operational, reputational, and #regulatory risk and create a fair marketplace for investors, financial services institutions should consider deploying a holistic conduct risk management framework with a technology-rich approach for their dealing rooms. For more insights, dive into our #blog here: https://deloi.tt/3KJSHJr Rohit Berry, Bimal Modi, Nikhil Bedi, K.V. Karthik, Soniya Mahajan #SecuritiesMarket #MonitoringTrades #ConductRiskManagement #DealingRooms #RegulatoryRisks #Forensic #FinancialCrime
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Exams coming to T 1: SEC issues Risk Alert alerting market participants to be prepared for the shorter settlement cycle. The impending May 28 transition date is close - what will regulators be looking for? Read more in our latest Regulatory Insights. #regulations #risk #sec
Regulatory Alert: SEC Examinations Risk Alert: T 1 Settlement Cycle
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Exams coming to T 1: SEC issues Risk Alert alerting market participants to be prepared for the shorter settlement cycle. The impending May 28 transition date is close - what will regulators be looking for? Read more in our latest Regulatory Insights. #regulations #risk #sec
Regulatory Alert: SEC Examinations Risk Alert: T 1 Settlement Cycle
