Buttonwood Due Diligence’s Post

What is on-going due diligence? Should you have on-going due diligence on your alternative investments? What defines a thorough on-going due diligence process? Can you create a defensible process for the regulators? Join us for a webinar featuring Steve Ogrin from Buttonwood Due Diligence as we dive into the question of what it means to do on-going due diligence. WHEN: Tuesday, June 4th at 10a PST/1p EST Registration and information link is in the comments below ⬇ #alternativeinvestments #duediligence #brokerdealers #RIA #financialadvisor #registeredrepresentative #investmentadvisor #familyoffice

This is your last chance to join Navigating the Investor Market: Diligence, Term Sheets, and Negotiations with DLA Piper on August 24th at 11:00 AM PT. You will get to hear an insightful conversation between Michael Reid from DLA Piper and Ashima Chopra from Spring Activator about being an investor in today’s economy. Get an inside scoop on the state of the current investor market, how to conduct thorough due diligence, as well as preparation and negotiation of term sheets, SAFEs, convertible notes, and equity financing documents. Oh, and get an investor glossary to take home! Take advantage of this information session and register now: https://hubs.ly/Q01-Cv120 #investor #investing #duediligence #impactinvesting

Tax-efficient investments can support a client's financial and tax planning. If you have a client considering a Venture Capital Trust, this client-friendly guide from Octopus Investments is the perfect way to introduce them to how they work, the benefits, and the risks. VCTs are high risk and put investor capital at risk. Read the guide here👉https://ow.ly/Kt7l50PAqxn

Investor Disputes: Understanding Mario Barone’s Alleged Unsuitable Investments Recommendation : In an industry where trust and transparency are paramount, recent developments regarding Mario Barone, a broker registered with LPL Financial, have turned the spotlight to issues of suability and investment health. A disclosure on Barone’s BrokerCheck record accessed on March 12, 2024 unveils an investor dispute, raising concerns and questions worth examining. Unsuitable Investments: Peeling […] https://lnkd.in/e7XiBznK

💸 "Why do you lose customers?" 90% of the private equity investors I speak to each week can't answer this question for companies they OWN. If you own or invest in a company (public or private) and you can't answer that fundamental question then you need to address that blindspot urgently! And to this day I've never once seen it addressed in any investment/offer memorandums. Has anyone ever done it? #privateequity #valuecreation #duediligence

The running order is set, the speakers are in place, the final preparations are underway and the aspirin is starting to take effect. Come join us for the Kroll Alternatives and Asset Management Compliance and Regulatory Conference! Some very interesting conversations are in store and, despite the title, this isn't JUST for Compliance people! Investment due diligence, fund restructuring, PR suggestions, investor relations, tech innovation, and Tax, we have something for all parts of your business. ✨ Register now to secure your spot: http://ms.spr.ly/6048YnNX8 Or contact me directly at [email protected] #RegulatoryInsights #AssetManagement #FinancialServices #PrivateEquity #PrivateCapital #PrivateCredit #DirectLending #Compliance #Marketing #fundraising #DueDiligence #Regulations #BreakfastBriefings

Let’s build our success story together as a group of like minded investors.📈 Join our free group today using the link below 👇🏾  🔗https://lnkd.in/gab5VA5g #taxlieninvesting #taxdeedinvesting #taxdeedinvestingforbeginners #realestateinvestors #realestateinvestments