Goldman Sachs to significantly invest in the Registered Investment Advisor (RIA) space, says Richard Lofgren, head of advisor engagement at Goldman Sachs Advisor Solutions.
Beverly Hills Private Wealth’s Post
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The world of investment management consultants and Outsourced Chief Investment Officers (OCIOs) is undergoing a remarkable transformation. As the financial industry continues to evolve, so do the demands placed upon these professionals. Join us tomorrow to gain a comprehensive understanding of these emerging trends and learn how to strategically align your firm. Register: https://bit.ly/45t5ZTA • • • #CFA #cfasocietyny #finance #financialadvisors #financialmodeling #financecareer #investment #riskmanagement #assetmanagement #careergrowth
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Founder of ADVDB | Taxable Wealth Consultant | Software Developer | Source Code Tax Code == 💪 | Ex Zillow, Parametric, PIMCO
Investment advisory is a highly fragmented industry with an extremely long tail. 50 firms control about 50% of AUM in the United States. - This AUM is not exactly fungible (wealth management is not the same as financial planning is not the same as investment management, etc.), but as advisers look for additional AUM, the biggest straddle most of these sources of revenue - Source: Form ADV Part 1A (Sept 2023): $114 trillion AUM - The long tail includes 4,300 advisers with more than $1 BN AUM, and 9,000 with > $100 MM AUM - Given the maturity of and competition in the market, I expect more growth via M&A #investmentmanagement #ria #aum #wealthmanagement #assetmanagement #investmentadviser
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The world of investment management consultants and Outsourced Chief Investment Officers (OCIOs) is undergoing a remarkable transformation. As the financial industry continues to evolve, so do the demands placed upon these professionals. Here, you will have the unparalleled opportunity to discover the latest developments and gain insights that will empower your firm to thrive in this rapidly changing environment. Register here: https://bit.ly/45t5ZTA • • • #CFA #cfasocietyny #finance #financialadvisors #financialmodeling #financecareer #investment #riskmanagement #assetmanagement #careergrowth #networking"
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The world of investment management consultants and Outsourced Chief Investment Officers (OCIOs) is undergoing a remarkable transformation. As the financial industry continues to evolve, so do the demands placed upon these professionals. Join us Tuesday, Oct. 3rd for the unparalleled opportunity to discover the latest developments and gain insights that will empower your firm to thrive in this rapidly changing environment. Register: https://bit.ly/45t5ZTA • • • #CFA #cfasocietyny #finance #financialadvisors #financialmodeling #financecareer #investment #riskmanagement #assetmanagement #careergrowth #networking #privatemarkets #managementconsulting
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The U.S. Securities and Exchange Commission is voting on a rule proposal that could overhaul an $18 trillion investment marketplace in ways that compliance experts say could have a big impact on many small to midsize RIAs. See what’s in the private funds proposal and how compliance experts Scott P. Gill, MBA, IACCP® of Synergy RIA Compliance Solutions, Cory Roberson of FIN Compliance and John Gebauer of COMPLY say many registered investment advisory firms could be affected by the new potential rules. #compliance #risk #sec #regulations #regulatoryguidance #practicemanagement #privatefunds #alternativeinvestments #rias #smallbusiness #outsourcing #vendordiligence #financialadvisors #portfoliomanagement #assetallocations #fundmanagement #audits
SEC's private fund reform could add more work, costs for RIAs
financial-planning.com
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Thanks for sharing these insights David. The signals are very clear. #investors and #riskmanagement should engage their Laps in a thoughtful discussion about #compliancerisk
Business Development and Marketing Executive⎮Leadership ⎸ Sales ⎸ Relationship Management ⎸ Negotiation ⎸ Risk Management ⎸ Communication ⎸ Due Diligence
Allocator’s Corner – Compliance Risk and the SEC’s Private Fund Rule The SEC’s Private Fund Rule will introduce additional compliance burdens on the market’s alternative Investment Advisers. The rule requires CCOs to make a statement about the effectiveness of their compliance program. This requirement adds more burden to all Compliance programs. Do your Private Fund Investment Advisers have compliance programs that are effective and prepared to satisfy the rule’s requirements? Across the universe of alternative-only Investment Advisers, nearly 1/3 of managers (hedge, private equity, private credit, venture, etc.) exhibited increased business risk during the most recent 12-months ending December 31, 2023. Convergence scores risk and complexity across multiple non-investment categories – on average, compliance risk scores increased by 20% across this group of Investment Advisers and contributed the most of any category. Call to Action: Institutional investors should contact David Etzbach to identify Advisers in their portfolio that will struggle complying with this provision. #privatefunds #complianceofficer #sec #alternativeinvestments #convergence
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How do Trustees assess the performance of fiduciary managers? Paul Watson, a Professional Trustee at Capital Cranfield Trustees, recently met with Barnett Waddingham to share his insights into performance and broader market trends he sees across the UK FM market for their annual Fiduciary Management Investment Performance Review. Paul said he is increasingly focused on the operational robustness of an FM proposition: “Schemes are generally better funded with a lower return requirement, so increasingly our investment focus is to ensure we meet the benefit cashflows, maintain our high hedge ratios and prepare the assets for buy-out.” The full report explores how FMs have performed in the higher interest rate environment and continued volatility. You can read it here:
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How do #privatealternatives fit into an investment portfolio? Watch this UBS interview, featuring our President & CEO Eric Adler, as he discusses the current landscape across these asset classes and the diversification benefits. https://lnkd.in/enUhNvib
UBS Trending: Are Private Alternatives the fork in the investing road?
ubs.com
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Business Development and Marketing Executive⎮Leadership ⎸ Sales ⎸ Relationship Management ⎸ Negotiation ⎸ Risk Management ⎸ Communication ⎸ Due Diligence
Allocator’s Corner – Compliance Risk and the SEC’s Private Fund Rule The SEC’s Private Fund Rule will introduce additional compliance burdens on the market’s alternative Investment Advisers. The rule requires CCOs to make a statement about the effectiveness of their compliance program. This requirement adds more burden to all Compliance programs. Do your Private Fund Investment Advisers have compliance programs that are effective and prepared to satisfy the rule’s requirements? Across the universe of alternative-only Investment Advisers, nearly 1/3 of managers (hedge, private equity, private credit, venture, etc.) exhibited increased business risk during the most recent 12-months ending December 31, 2023. Convergence scores risk and complexity across multiple non-investment categories – on average, compliance risk scores increased by 20% across this group of Investment Advisers and contributed the most of any category. Call to Action: Institutional investors should contact David Etzbach to identify Advisers in their portfolio that will struggle complying with this provision. #privatefunds #complianceofficer #sec #alternativeinvestments #convergence
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