Asset Preservation Advisors’ Post

Law firms, like many other industries, are evolving in response to changing client expectations. Alternative fee arrangements? Client-centric approach? Environmental and social responsibility? Proactive risk management? Prioritize client experience? What should law firms do in the future that they are not doing today? This is not an easy question, but I do not doubt that Jan Dernestam (Mannheimer Swartling), together with Xavier Dedullen (General Counsel, Ericsson), Sarah Hemsley (General Counsel, Selfridges), Jan Lasik (General Counsel, National Trust), David Rushford (General Counsel, Hayfin Capital Management), and Ned Staple (General Counsel, Pepco Group), will share valuable insights how law firms can position themselves to adapt to the evolving legal landscape and better serve the needs of their clients in the future.   Join us - https://lnkd.in/gTBzazTA

"Vicky worked with our firm and quickly got to grips with our compliance" I genuinely love supporting my clients, making their firm's compliant in the most straight forward way possible. If you would like to chat about how I can help you, then please do get in touch 😁 #clientfeedback #LegalCompliance #RiskManagement #LawFirmCompliance #LegalIndustry #ComplianceTraining #BusinessExcellence

With the rise of cross-border regulatory complexity, the pressure on corporations to be more transparent, responsible and socially minded is increasing. The growing threat of fines and reputational damage can also lead to sleepless nights for general counsel. A global strategic partner can provide a stable platform of regulatory compliance. Find out more in this article from our global entity management expert Xander Benjamins: https://lnkd.in/gdBwfYtt Aynsley Vaughan Sophia Lim #TMFGroup #globalentitymanagement #businesscomplexity

Recently River Investment Management achieved a significant milestone as we launched the start of our professional development program with some of our Sydney team and our new Chief Compliance Officer, Sean D. In a rapidly evolving financial landscape, staying ahead of compliance and regulatory requirements is not just a necessity; it’s an art. That’s why we’re thrilled to have Sean on board, bringing a wealth of experience, insight, and fresh perspectives to our team. During our session, we delved into the intricacies of current regulation, brainstormed strategies for enhancing our compliance framework, and discussed innovative ways to foster a culture of integrity and transparency across all operations. 🔍 Our Commitment: This meeting underscores our unwavering commitment to uphold the highest standards of compliance and ethics. We understand the importance of trust in the financial services industry, and we’re dedicated to ensuring that our practices not only meet but exceed regulatory expectations. 💡 Looking Forward: We’re excited about the journey ahead as we continue to navigate the complexities of the financial services sector with Sean D. at the helm of our compliance efforts. Together, we’re poised to set new benchmarks for excellence in compliance and integrity. A big thank you to Sean D. for leading today’s insightful session, and to our entire private wealth team for their ongoing dedication and hard work. #Finance #Compliance #RegulatoryExcellence #Teamwork #IntegrityInFinance

Governance and compliance policies are setup to ensure licensed entities always operate on the right side of the law and ALT Capital Partners is no exception to this rule. In this week’s episode Tidi Khobane unpacks our governance policies and how they ensure we remain compliant at all times. #ALTCapitalPartners #Compliance

This recent judgement again shows how difficult it is to JR decisions of the Listing Committees. Many directors especially INEDs have vague understanding of what internal control means for a listed company. They are exposed to real risks as demonstrated in this case. #bakermckenzie #corporategovernance #contentiousregulatorylawyers

In our latest Spotlight on Platforms video, James Green considers two key priorities for the FCA - culture and conduct. As we gear up for significant regulatory changes, our team of specialist lawyers draws on expertise from across the firm to provide practical, clear advice on navigating these shifts. If you would like to discuss any of the issues raised please do get in touch. You can also sign up to receive our latest updates on our website: https://bsalmon.us/3UVk5L8 #FinancialServices #Platforms #Culture #Employmentlaw #RegulatoryCompliance

My firm, Matrix Capital Limited, has for many years offered a choice for the implementation of transactions, of either a percentage of an amount invested, a fixed fee quoted in advance or an hourly rate. We have come to realise that percentage fees introduce unnecessary conflict of interest and cross subsidy; and do not necessarily represent fair value. Consequently, we made the decision about a year ago to abolish percentage (as valorem) fees for implementation work - ie effecting transactions for clients. We considered tiered percentages but within a tier, there is still a disparity between the upper and lower level and therefore, still a conflict of interest. I appreciate that no professional would exploit a conflict but my position is, why allow a conflict when it isn’t necessary and can be easily avoided? It’s one of those decisions that we agonised over but, after taking the decision, wondered why we hadn’t done it years ago! #FinancialPlanning #ConsumerDuty STEP – Advising Families Across Generations SFE (Solicitors for the Elderly) RQ

With the rise of cross-border regulatory complexity, the pressure on corporations to be more transparent, responsible and socially minded is increasing. The growing threat of fines and reputational damage can also lead to sleepless nights for general counsel. A global strategic partner can provide a stable platform of regulatory compliance. Find out more in this article from our global entity management expert Xander Benjamins: https://lnkd.in/gdBwfYtt Aynsley Vaughan Sophia Lim #TMFGroup #globalentitymanagement #businesscomplexity

With the rise of cross-border regulatory complexity, the pressure on corporations to be more transparent, responsible and socially minded is increasing. The growing threat of fines and reputational damage can also lead to sleepless nights for general counsel. A global strategic partner can provide a stable platform of regulatory compliance. Find out more in this article from our global entity management expert Xander Benjamins: https://lnkd.in/gE2B_A8Y Aynsley Vaughan Sophia Lim #TMFGroup #globalentitymanagement #businesscomplexity