Texas court stays #DOL #fiduciary rule
RegEd
Financial Services
Morrisville, NC 10,942 followers
Optimize Compliance. Manage Risk. Enable Growth.
About us
RegEd is the market-leading provider of RegTech enterprise solutions with relationships with hundreds of enterprise clients, including 80% of the top 25 financial services firms. Established in 2000 by former regulators, the company is recognized for continuous regulatory technology innovation with solutions hallmarked by workflow-directed processes, data integration, regulatory intelligence, automated validations, business process automation and compliance dashboards. The aggregate drives the highest levels of operational efficiency and enables our clients to cost-effectively comply with regulations and continuously mitigate risk. Trusted by the nation’s top financial services firms, RegEd’s proven, holistic approach to RegTech meets firms where they are on the compliance and risk management continuum, scaling as their needs evolve and amplifying the value proposition delivered to clients.
- Website
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http://www.reged.com
External link for RegEd
- Industry
- Financial Services
- Company size
- 201-500 employees
- Headquarters
- Morrisville, NC
- Type
- Privately Held
- Founded
- 1994
- Specialties
- Compliance, Risk Management, Compliance Education, Registration, and Licensing
Locations
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Primary
Get directions
2100 Gateway Centre Blvd.
Suite 200
Morrisville, NC 27560, US
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Get directions
Employees at RegEd
Updates
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Did you know 60% of the industry's largest firms have joined FINRA's Remote Inspection Pilot Program? RegEd is ready to help you – read how: https://bit.ly/3SoskgC
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Brokers Multiplied But Brokerages’ Numbers Dropped in 2023: #FINRA Snapshot
Brokers Multiplied But Brokerages’ Numbers Dropped in 2023: Finra Snapshot
https://www.advisorhub.com
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It's that time of the year again to gear up for annual registration renewals. At RegEd, we simplify this process for over 360,000 registered reps, ensuring efficiency and cost-effectiveness. With RegEd’s Annual Registration Renewals solution, the distribution and tracking of registrations and invoices, bulk submittal of partial U5s, configurable notification emails and communications management, accurate financial reporting and secure online payment processing are all handled within one, easy-to-use system. Contact us to learn more: https://bit.ly/3LCAZrY
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Check out this upcoming SILA class that RegEd's Steve Froikin and Andrea H. Swank, Ph.D. will be teaching! This 2-hour Artificial Intelligence in Insurance course will demystify AI, explore its advantages, and address potential limitations. Register today to reserve your spot!
𝘼𝒏𝙣𝒖𝙖𝒍 𝑺𝙄𝑳𝘼 𝘾𝒍𝙖𝒔𝙨𝒆𝙨 𝙖𝒓𝙚 𝙣𝒐𝙬 𝙤𝒑𝙚𝒏 𝒇𝙤𝒓 𝒆𝙣𝒓𝙤𝒍𝙡𝒎𝙚𝒏𝙩! Discover the power of Artificial Intelligence (AI) through our 𝐀𝐈 𝐢𝐧 𝐈𝐧𝐬𝐮𝐫𝐚𝐧𝐜𝐞: 𝐍𝐚𝐯𝐢𝐠𝐚𝐭𝐢𝐧𝐠 𝐎𝐩𝐩𝐨𝐫𝐭𝐮𝐧𝐢𝐭𝐢𝐞𝐬 𝐚𝐧𝐝 𝐂𝐡𝐚𝐥𝐥𝐞𝐧𝐠𝐞𝐬 class. Our expert panel of instructors will demystify AI, explore its advantages, and address potential limitations during this 2-hour class. Join us to unlock Ai’s potential for your insurance business! SILA Associate Elective Course Option 𝗘𝗡𝗥𝗢𝗟𝗟: https://lnkd.in/gtsyJeGa
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Register for the upcoming SILA Foundation Adjuster Licensing webinar to learn how the rise in severe weather events drives a need for adjusters in all capacities: https://bit.ly/4fgBNR4 Host Kaitlyn Small, SILA-A, Manager of Regulatory Compliance at RegEd, will provide an overview of catastrophe adjusters, how the license type you hold might impact filing requirements, and an industry perspective on the challenges of this unique adjuster license type. This free webinar is open to the public, but registration is required to join - so register today at the link below to reserve your spot!
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RegEd is a proud sponsor of the ACLI C&L Annual Meeting bit.ly/3zFsUQE. This is always a great event to connect with industry experts to hear the latest on the hot topics relevant to Compliance and Legal Executives. #ACLI #Compliance
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Please join us in congratulating Sherri Coleman on her new role as the Executive Director of SILA.org! We are excited to see the remarkable impact Sherri will make and look forward to our continued partnership with SILA. We can't wait to see everyone at the SILA National Education Conference in October!
SILA is thrilled to announce that Sherri Coleman, formerly of Nationwide, has joined SILA as its Executive Director effective July 15, 2024. Sherri will work alongside Diana Capes, SILA’s current Executive Director, through the end of the year at which time Diana’s retirement begins. Join us in welcoming Sherri to her new role in SILA! #SILA #Licensing #Insurance Sherri Coleman
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Check out this upcoming SILA class that Kaitlyn Small, SILA-A, Manager of Regulatory Compliance at RegEd, will be teaching! This 4-hour Adjuster Licensing Advanced course will address common issues of both staff and independent adjuster licensing. Register today to reserve your spot!
𝘼𝒏𝙣𝒖𝙖𝒍 𝑺𝙄𝑳𝘼 𝘾𝒍𝙖𝒔𝙨𝒆𝙨 𝙖𝒓𝙚 𝙣𝒐𝙬 𝙤𝒑𝙚𝒏 𝒇𝙤𝒓 𝒆𝙣𝒓𝙤𝒍𝙡𝒎𝙚𝒏𝙩! 𝐀𝐝𝐣𝐮𝐬𝐭𝐞𝐫 𝐋𝐢𝐜𝐞𝐧𝐬𝐢𝐧𝐠 𝐀𝐝𝐯𝐚𝐧𝐜𝐞𝐝 is a 4-hour course which will address common issues of both staff and independent adjuster licensing. Content will cover an introduction/review of adjuster licensing, tools and resources, and problem solving through case study scenarios. PREREQUISITE: Student must complete the SILA Adjuster Licensing Basics course online prior to attending this class. An exemption will apply for students who provide proof of holding a minimum of 3 years adjuster licensing experience. SILA Associate Elective Course Option 𝗘𝗡𝗥𝗢𝗟𝗟: https://lnkd.in/gtsyJeGa SILA Foundation SILA.org Kaitlyn Small, SILA-A Melissa Brittain
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RegEd reposted this
I will be facilitating the Remote Auditing and Supervision Talk Group at the 2024 NSCP Conference in Dallas. We'll be discussing a variety of topics through the the inspection cycle, from audit pre-work and risk assessments through close-out and escalations, along with technology used to facilitate the process. If you are planning to attend and want to discuss branch audits with your peers, this is an excellent opportunity to do so! https://lnkd.in/gkwYH3ti
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