RegEd

Registration is NOW OPEN for RegEd Engage 2025! Register today to lock in early-bird pricing: https://bit.ly/473GoCg RegEd's annual client conference is a meeting of technology, compliance and operations professionals from the nation’s leading financial services firms - and imparts need-to-know information and best practices to enable attendees to gain the most possible value from their RegEd partnership. We hope to see you there!

This fall the SEC approved amendments to FINRA Rule 3240, now titled "Prohibition on Borrowing From or Lending to Customers," strengthening the prohibition against borrowing and lending arrangements between registered persons and their customers. RegEd is here to support firms with these updates through our enhanced Compliance Questionnaires solution. Read our full blog post for more insights: https://bit.ly/4emSJTW

RegEd's Enterprise Xchange Producer Management solution has been recognized as a “Functional Standout” in Celent's report, Insurance Distribution Management Systems: North American Edition. Learn more: https://bit.ly/3AvhX4M Karlyn Carnahan, Head of Celent’s North American Insurance practice, praises the achievement, saying, "We were delighted to name RegEd as a Functional Standout as they have built out a robust set of features over many years. Their extensive experience in the industry and large client base are testament to that."

As 2024 wraps up, now is the time to ensure your compliance checklist is in top shape. Join us for an exclusive webinar where RegEd and Essential Edge Compliance Outsourcing Services, LLC experts will share insights on important compliance updates and best practices to prepare you for year-end and beyond. Register here: http://bit.ly/4epRL9S

Sometimes you just have to go for the Hail Mary! 🎯 Thrilled to have won the ‘Hail Mary Challenge’ at the #SILA conference! A huge thanks to the event organizers for the chance to combine business with some light-hearted fun. Great memories, great connections, and a great conference. #SILA2024 #RegEd #SanDiego

Whether it's reviewing a national tv ad that airs during The Big Game for one of the largest firms in the industry, or approving rep materials for firms in growth mode, our AI-Powered Advertising Review is the most trusted solution in the industry. Want to streamline your review process to reduce risk and improve speed to market? Connect with us to get started! https://bit.ly/3LCAZrY #AdvertisingReview #MarketingCompliance #RegEd

Attending the National Society of Compliance Professionals (NSCP) Conference this week? Stop by the RegEd demo stand 8 to say hello and learn how we have enabled hundreds of clients, including 80% of the top 50 financial services firms, to drive efficiency and reduce risk in their compliance programs. https://bit.ly/4e7mo3z  #NSCP #Compliance #AdvertisingReview

We’re proud to announce significant enhancements to our market-leading Compliance and Registration Management Solutions, ensuring a seamless transition to FINRA’s new API platform! This update comes after more than a year of direct collaboration with FINRA, enabling our clients to navigate the upcoming changes without disruption before the Web EFT application sunsets on April 30, 2025. Learn more: https://bit.ly/4fokw7p

As the leading provider of regulatory technology solutions to the financial services industry, RegEd will be a Platinum Sponsor and exhibitor at the NSCP National Conference, the only conference that’s “For Compliance, By Compliance.” October 27-30 https://bit.ly/4hjYsg2 #NSCP #AdvertisingReview #Compliance

Next week is the Insurtech on the Silicon Prairie conference! Nedra Barr, SVP of Sales at RegEd, will be there and is looking forward to connecting with attendees on the latest and greatest in the insurance tech space! #Insuretech