SteelEye

🚀 We are excited to announce the launch of SteelEye's 2024 Annual Compliance Health Check Report! 📊 Gain insights into the evolving compliance landscape and the key trends shaping the industry ➡️ https://lnkd.in/e6ib7FGb 📝 This report, which surveyed over 400 senior compliance professionals across the UK, US, Europe, and APAC, underscores the escalating pressures facing compliance teams today. #compliancehealthcheckreport24 #stateofcompliance #integratedsurveillance #steeleye #report #financialservices #compliance 

⏳ The countdown is on, and we can't wait until 𝐗𝐋𝐨𝐃 𝐆𝐥𝐨𝐛𝐚𝐥 - 𝐋𝐨𝐧𝐝𝐨𝐧 in November! 🌍🎉 🚀 As the leading provider of 𝐈𝐧𝐭𝐞𝐠𝐫𝐚𝐭𝐞𝐝 𝐓𝐫𝐚𝐝𝐞 𝐚𝐧𝐝 𝐂𝐨𝐦𝐦𝐮𝐧𝐢𝐜𝐚𝐭𝐢𝐨𝐧𝐬 𝐒𝐮𝐫𝐯𝐞𝐢𝐥𝐥𝐚𝐧𝐜𝐞 solutions, we’re excited to welcome you at our booth. Stop by to discover how SteelEye delivers a unified, ✨ AI-driven ✨ platform that enhances compliance efficiency and accuracy. 🙌 SteelEye is not just another platform; it's a 𝐭𝐫𝐮𝐬𝐭𝐞𝐝 𝐩𝐚𝐫𝐭𝐧𝐞𝐫 on your journey toward more integrated, efficient, and proactive surveillance. Don’t miss these sessions: 🛡 𝐂𝐡𝐚𝐫𝐭𝐢𝐧𝐠 𝐭𝐡𝐞 𝐇𝐨𝐫𝐢𝐳𝐨𝐧: 𝐑𝐢𝐬𝐤 𝐚𝐧𝐝 𝐂𝐨𝐧𝐭𝐫𝐨𝐥 𝐋𝐚𝐧𝐝𝐬𝐜𝐚𝐩𝐞 𝐟𝐨𝐫 𝟐𝟎𝟐𝟓 | 𝟏𝟑 𝐍𝐨𝐯 | 𝟗:𝟏𝟓. Hear from Matt Smith, CEO of SteelEye, alongside Paul Rayson (Citi), Tracey McDermott (Standard Chartered) and Laura Needham (Lloyds Banking Group). 🔍 𝐔𝐧𝐝𝐞𝐫𝐬𝐭𝐚𝐧𝐝𝐢𝐧𝐠 𝐑𝐞𝐠𝐮𝐥𝐚𝐭𝐨𝐫𝐲 𝐄𝐱𝐩𝐞𝐜𝐭𝐚𝐭𝐢𝐨𝐧𝐬 𝐟𝐨𝐫 𝐂𝐨𝐦𝐦𝐮𝐧𝐢𝐜𝐚𝐭𝐢𝐨𝐧 𝐒𝐮𝐫𝐯𝐞𝐢𝐥𝐥𝐚𝐧𝐜𝐞 | 𝟏𝟑 𝐍𝐨𝐯 | 𝟏𝟏:𝟒𝟎. Hear from Matthew Storey, CPO of SteelEye, alongside Marie-Christine Crewe (UBS), Ian Blair (HSBC), and Simon Appleton (Kaizen) 👉 Learn more here: https://lnkd.in/epVVQDpN #XLoD2024 #XLoDGlobal #RiskManagement #Compliance #Surveillance #FinancialServices #RegTech #AI #NonFinancialRisk #TradeSurveillance #CommunicationsCompliance 1LoD #SteelEye

🚨 Join us on October 17th for an exclusive event! 🤝 We’re partnering with 100 Women in FinTech to tackle one of the biggest challenges in communications surveillance today: Combating Compliance Fatigue. Join us as we explore: • How compliance teams are managing the strain of massive data volumes and evolving communication methods. • The role AI and advanced technologies play in reducing compliance fatigue and driving efficiency. • Strategies to stay ahead of regulatory changes. 📅 October 17th 🕑 8.30 AM - 10.30 AM 📍 City of London 🎟 Open to 100WF Members and Non-members (spaces are limited – register early!) 👉 Register here: https://lnkd.in/eNSAzHaZ #FinTech #CommunicationsSurveillance #WomenInFinTech #AI #Compliance #100WF #RegTech 100 Women In Finance #steeleye

🍾 In true holiday fashion, we celebrated National Compliance Officer Day with good food, good drinks, and good company. 🙏 Thank you to all the compliance professionals in our network who joined SteelEye and Oliver James last night in NYC for our National Compliance Officer Day Happy Hour! 🎊 We truly appreciate the amazing work you do and had a wonderful time celebrating all of you! #ComplianceOfficer #ComplianceOfficerDay #NationalComplianceOfficerDay #WeCelebrateCompliance #Compliance

📰 This week, the SEC and FCA sent strong messages to market participants that they are cracking down on off-channel communications. ❓ Want to know how your firm can build a resilient communications surveillance framework and stay out of the regulatory spotlight? Check out SteelEye’s latest white paper ➡️ https://lnkd.in/edHkqzvc #communicationsurveillance #recordkeeping #whatsapp #integratedsurveillance #steeleye #fintech #regtech U.S. Securities and Exchange Commission Financial Conduct Authority

🎊 Did you know September 26th is National Compliance Officer Day? 🔍 In honor of today’s celebration, we’re recapping the amazing work compliance professionals do, and why we should be celebrating them year-round. Check out our blog with the full list of reasons➡️ https://lnkd.in/ePSuYvnv #ComplianceOfficer #ComplianceOfficerDay #NationalComplianceOfficerDay #WeCelebrateCompliance #Compliance

🍵🍰 We had an amazing Macmillan Coffee Morning in our London office today. Huge thanks to everyone who baked and contributed to this important cause! Every slice enjoyed today helps fund vital support for people living with cancer. Well done, team 👏 #MacmillanCoffeeMorning #SteelEyeCares #TeamSpirit Macmillan Cancer Support

🚨 The communications compliance landscape is changing fast. Is your firm prepared? If not, get our new whitepaper ⬇️ 🔍 LINK to download: https://lnkd.in/edHkqzvc #Compliance #Surveillance #RegTech #SteelEye #communicationssurveillance #communicationsurveillance #fintech #whitepaper

𝐓𝐡𝐫𝐢𝐥𝐥𝐞𝐝 𝐭𝐨 𝐛𝐞 𝐩𝐚𝐫𝐭 𝐨𝐟 𝐭𝐡𝐢𝐬 𝐲𝐞𝐚𝐫'𝐬 With Intelligence 𝐄𝐮𝐫𝐨𝐩𝐞𝐚𝐧 𝐎𝐩𝐞𝐫𝐚𝐭𝐢𝐨𝐧𝐚𝐥 𝐋𝐞𝐚𝐝𝐞𝐫𝐬 𝐒𝐮𝐦𝐦𝐢𝐭! 🎉 SteelEye's Daniel Klein is here, soaking up insights on key topics, including: ▪️ The challenges facing UK managers ▪️ Outsourcing vs insourcing ▪️ Managing risk and upcoming legislation ▪️ The role of AI in Compliance This morning's panel with Sandro B. Saussois, Lisa Conibear, Alejandra Alemany, and Melissa Carnathan was especially powerful, focusing on mental health and work-life balance. With World Mental Health Day approaching on October 10th, it's a timely reminder of the importance of well-being, both for ourselves and our teams. 💡 #OperationalLeaders #MentalHealthMatters #WorldMentalHealthDay #AI #RiskManagement #SteelEye #Compliance #hfm AXA Investment Managers Laniakea Funds Infusive Asset Management

🚨 Regulatory Watch 🚨 📱As part of the ongoing off-channel comms saga, the SEC has fined 11 broker-dealer and investment advisory firms a combined $88M for their failures to maintain and preserve electronic communications. 💵 Notably, one additional firm avoided paying a penalty due to its decision to self-report and cooperate with the investigation. Learn more here ➡️https://lnkd.in/eeuG5npT #recordkeeping #communicationsurveillance #regulatorywatch #whatsapp