Broadridge

Our President, Chris Perry, caught up with the team at The TRADE News to discuss the key barriers that the buy-side and sell-side are facing with technology, the growing use of AI, and the digital transformation trends that will shape financial firms over the next year. “With cyber threats and incidents becoming increasingly sophisticated, we’re seeing a heightened focus on cybersecurity and operational resilience across the financial services sector. In fact, our latest digital transformation study reveals that over the next two years, financial firms will boost their investments in cybersecurity by 28%.” Read the article here: http://spklr.io/6049sCFL #CapitalMarkets #Fintech #AI #DORA

"The focus of digital transformation has moved from operational efficiency and cost savings to be much more intentional around technology-driven customer experiences," says German Soto, our Chief Product and Strategy Officer, in the second episode of his two-part series with the AI and Financial Services Podcast by Emerj Artificial Intelligence Research. German goes on to discuss how companies should prioritize their digital transformation efforts, how critical it is to receive business buy-in on emerging technologies such as AI, and how expectations for modernization have changed to meet customer needs. Listen to the episode here: http://spklr.io/6044s4l2 #DigitalTransformation #AI #Data

What do Olympic athletes bring to the corporate world? Passion. Dedication. Hard work. New perspectives. Tim Gokey, our CEO, says, “We have had real demand for these athletes amongst our teams. You see these people and how they perform, and my hope is we will recruit these athletes into the company after Paris.” Learn more about our Elite Athlete Management Program. http://spklr.io/6040stTC

Streamline your trade matching and accelerate your settlement cycle with NYFIX Post-Trade Matching. See how you can consolidate your operations through a single system. http://spklr.io/6046S44Y #CapitalMarkets #AssetManagement

What comes after the Olympics for our U.S. Rowing colleagues? Molly Bruggeman talks about the value of experiencing the business world while working in our Elite Athlete Management Program. Learn more about our unique program. http://spklr.io/6044stRj

Join us at SIFMA Ops in San Diego for a packed agenda designed to deliver the latest industry insights. We’re looking forward to diving into a range of topics each day, including: • The impact of AI, personalization, simplification, and interactivity on client engagement with moderator Michelle Jackson and panelist Sherri McLoughlin, and special guest Adam Goldberg from Open AI on Monday. • Understanding impact, ensuring readiness, and capitalizing on opportunities of the Treasury Central Clearing rule moderated by Uday Singh and panelist Mark Pekala on Monday. • Standardization of corporate action announcements and the increased need for timely counterparty reconciliation in a T 1 environment with Larry Bajek on Tuesday. • Treasury Clearing session covering the implementation of the rule and the work the industry is doing to prepare, including buy- and sell-side reps with panelist Horacio Barakat on Tuesday. • Key operational transformations in financial services, including AI, digitalization initiatives, and the future of operations with Ramprasad 'RP' Sandilya on Wednesday. A Special Bonus: Meet members of the U.S. Women’s Olympic Rowing Team. They will be at our booth, #324, Monday 9/16 from 3-4 PM. These talented women are colleagues here at Broadridge. Since 2022, we’ve proudly sponsored them through our Elite Athlete Management Program. #FinancialServices #FinTech #SIFMAOps

We have been ranked #11 in the inaugural Chartis Research RiskTech AI 50 2024. Not only that, we’re the winner of two solution category awards - ‘Use of AI for institutional brokerage’ and ‘Use of AI in capital markets’. We’re excited to be among the leading vendors recognized by Chartis Research for AI development and adoption in financial services. Dive into the report for more detail. http://spklr.io/6048soTa

Our Vice President of Global Insights, Andrew Guillette, joined "MoneyLife with Chuck Jaffe" to discuss findings from our Investor Study. His key takeaways: - There's a growing preference for self-directed investing across all generations. - Investor behavior is changing, reflected in the shift towards greater autonomy in managing investments. - An increasing percentage of investors now hold both advisory and self-directed accounts. Download select pages from the U.S. Investor Study 2024, which looks at 43 million investors. http://spklr.io/6048se3K #InvestmentTrends #SelfDirectedInvesting #GenerationalInsights

We’re proud of our rowers for racing hard and competing in the Grand Final this past week! Congratulations to: • Jessica Thoennes, OLY and Azja Czajkowski for placing 4th in the Women’s Pair • Emily Kallfelz placing 5th in the Women’s 4 • Molly Bruggeman, Charlotte Buck, OLY, and Regina Salmons, OLY for placing 5th in the Women’s 8 • Michelle Sechser, MBA, OLY and Molly Reckford, OLY for placing 6th in the Lightweight Women’s Double The amount of dedication and drive this group put out on the water had our whole team cheering through the races. #USA Photo credit: row2k

We’re looking forward to SIFMA Ops, where we will explore and share the transformations driving our industry forward. Join our President, Chris Perry, for a panel alongside industry experts from Morgan Stanley and Next Phase Consulting to discuss actionable advice on modernizing operations while balancing cost pressures, customer expectations, and regulatory change. Check out the full SIFMA Ops agenda, and, if you’re in San Diego, stop by booth #324. http://spklr.io/6047skHZ #SIFMAOps #FinTech